| Dr. J. Anderson Thomson Jr.
Center for the Study of Mind and Human Interaction
University of Virginia
"When the Slaughter Ceases: Understanding and Assisting
Traumatized Societies"
February 5, 2001
This article was published in Volume
11, Number 3, Societal Trauma: Secondary Prevention of Mind and
Human Interaction. The full reference is:
Thomson,
J. A. (2000). Terror, tears, and timelessness: Individual and group
responses to trauma. Mind and Human Interaction, 11: 162-176.
Terror,
Tears, and Timelessness: Individual and Group
Responses to Trauma
J.
Anderson Thomson, Jr.
J.
Anderson Thomson, Jr., M.D. is Assistant Director of the Center
for the Study of Mind and Human Interaction (CSMHI), Staff Psychiatrist
at the University of Virginia Student Health Services and in private
practice. He is a specialist in Post-Traumatic Stress Disorder,
post-traumatic societies, and the psychology of prejudice and racism.
He participated in CSMHIs Baltic and Kuwait projects and is
involved in its initiatives in the Republic of Georgia. This paper
was developed from a presentation given at a conference in Tbilisi,
Georgia organized by the Foundation for the Development of Human
Resources on the topic of "Society and Psychological Support."
Preface
Some
of the material for this paper comes from a project conducted in
Kuwait during 1993-94. Developed at the request of the Social Development
Office of the Amiri Diwan in Kuwait and directed by Amb. Nathaniel
Howell, US ambassador to Kuwait during the Iraqi invasion of 1990,
the project focussed on diagnosing the societal effects of the Iraqi
occupation on Kuwait so as to facilitate effective recovery from
this trauma. During the project, CSMHI faculty conducted over 150
interviews with a wide cross-section of Kuwaiti people to form a
picture of the aggregate consequences of the experience. Quotations
from some of those interviews are included in this article.
Post-traumatic
states
Post-traumatic
states occur when an individual has been placed in a situation where
action is to no avail, where neither successful resistance nor escape
is possible. Examples of trauma causing such states include war,
combat, terrorist attack, rape, child sexual and physical abuse,
domestic batteryi.e., incidents with the common denominator
of personal and political violence. For the person who has experienced
such trauma, components of normal human responses to danger persist
after the fact in altered and exaggerated form. A combination of
hyper-arousal states, memories of the trauma, withdrawal, and disconnection
is predictable. In their extreme forms, these responses lead to
disability of the individual and are readily identifiable as psychiatric
illness. The manifestations of post-traumatic states, which constitute
serious and lasting changes in arousal, thinking, emotion, and memory,
can be summarized and illustrated as follows:
Hyper-arousal
Hyper-arousal
states are characterized by unabated physiological arousal. It is
as if the central nervous system has been reconditioned and there
is no longer a baseline state of calm or comfort. The individual
may startle easily and describe him- or herself as constantly vigilant.
Often the sufferer is irritable and easily erupts into explosive
anger. Chronic anxiety, psychosomatic disorders, and altered pain
perception frequently occur. Sleep disturbancesincluding difficulty
falling asleep, being easily awakened, and enduring, repetitive
nightmaresare common.
A
patient who grew up in a poor rural area of the US and who was severely
physically and sexually abused by an older sibling presented with
constant anxiety, insomnia, flashbacks, cardiac rhythm disturbances,
irritable bowel disease, and chronic physical pain syndromes.
In
our work in Kuwait after the Gulf War, nearly all the individuals
we interviewed reported not feeling safe. Many were chronically
anxious and said that they were easily startled. Most expressed
constant concern about and fear of another invasion. Often, we heard
"others" described as exhibiting low frustration tolerance,
irritability, and explosive bouts of anger. An official in the judicial
system told us that people could no longer control their angry impulses;
an educator expressed concern that students were easily frustrated,
irritable, and more prone to arguing.
Traumatic
memories
Trauma-inducing
experiencessuch as being taken hostage, tortured, raped, and
terrorizedresist encapsulation in the normal memory. The memory
of such trauma often lacks a clear verbal narrative. Images are
vivid, frozen, seemingly indelible, and can be fragmented: overpowering
emotion without image or image without emotion. Since they lack
the coherent form and clear context of a narrative, there may even
be doubt about their reality.
Traumatic
memories are dreaded, and the suffering individual generally tries
to suppress them. They are, however, intense and frequently relived
involuntarily in thoughts, daydreams, and nightmares. They may also
be relived in actions without the individual being aware of the
true source and motivation of his or her behavior.
A
patient from an upper class US family with a prominent but alcoholic
father who sexually abused her would wake outside her home in a
state of terror with only a fragment of a dream or nightmare. The
fragment was never complete enough to give her a secure sense that
it was from her fathers attacks.
In
Kuwait, we learned of a man who, after the liberation, accepted
a job as a security guard at the building in which he had been imprisoned
and tortured. He was unaware of the connection until it was pointed
out to him.
It
is believed that traumatic memories differ from usual memories because
the normal linguistic encoding of memories is deactivated. The central
nervous system reverts to primarily sensory and imagery forms of
storage. In this form, they can persist unchanged indefinitely.
They are not integrated into the individuals normal narrative
sense of identity and personal history. They break through in flashbacks
and nightmares and may easily be triggered.
The
woman who was abused by her father became unexpectedly overwhelmed
with panic in a dentists office when the dentist started to
insert an instrument into her daughters mouth. One Kuwaiti
man who was captured while watching CNN news reported that the theme
music from CNN evoked such painful memories that he was no longer
able to watch it.
Everyone
in Kuwait with whom we spoke expressed vivid memories of the moment
when they learned of the invasion. Between that fixed moment and
the liberation of the country there was often a temporal gap of
painful images and emotions. Many productive, working people described
persistent, intrusive thoughts and memories that disturbed, but
did not disable, their daily lives. Some spoke of avoiding any reading
material or television programming about the occupation out of fear
of the distressing feelings they triggered.
Distortions
of time are common in the accounts we have heard from survivors
in the various traumatized countries in which CSMHI has worked.
Many described the period of war as a "dream" or a "nightmare."
In fact, in Kuwait some heard the news of the invasion in the early
hours of the morning and reported attempting to go back to sleep.
Recalling the seven months of occupation, one man remembered: "There
was no need for time. I didnt even wear a watch in that period.
There was nothing to do."
For
survivors of Iraqi torture, the time distortions were even more
pronounced. One man described the Iraqi techniques and duplicity:
"After they stopped questioning me, they would take me back
to the holding cell and tell me they would come back the next day.
But sometimes, they would wait three, maybe four days. I could not
tell."
Even
after detainees were assured by the International Red Cross that
they would be released, the torture of time continued:
The
Iraqi officer would smile and say, "You will go home, but we
do not know when. You might go home in a day, or a week, or a month,
or a year, or in ten years. Rest assured that you will go home one
day. Arent you happy to know this?" In a way, this was
the most difficult time, with false promises and continued hunger.
The place was rife with rumors, and they continued to play games
with our minds. We would be taken out and counted, and forced to
stand in lines by the buses. Then, night would fall, and we would
know that we would be prisoners for another night.
A
Canadian whose wife kidnapped their two young children and fled
with her sociopathic boyfriend developed all the hallmarks of a
post-traumatic state. He was helpless to find his children, fearful
that they were hidden and his wife had assumed a new identity. He
could never feel assured of their safety. He spoke of how time had
suddenly slowed to a near standstill and was a constant torment.
Dissociation
In
extremely traumatic situations, an individuals active self-defense
system will shut down. There can be a temporary, but drastic, modification
of a persons character or sense of personal identity to avoid
or minimize emotional or physical distress (Brenner, 1996). This
phenomenon is known as dissociation. The individual will restrict
his or her life to recreate some sensation of safety. Capacities
for anticipation, initiative, and planning are often curtailed.
As described above, survivors begin to live in an "endless
present" as a way of protecting themselves from painful disappointment,
which would create an even greater sense of desperation.
This
dissociative defense can then persist after the trauma has ended.
Individuals will narrow and deplete their quality of life. They
deprive themselves of new opportunities for coping that might mitigate
the effects of the trauma. Living in an "endless present"
persists so long after the precipitating event that the reaction
is not readily recognized as linked to the trauma. It often has
profound impact on personality. The individual may appear years
later to be suffering from a personality disorder, and its origins
in the trauma may be overlooked.
Numerous
interviewees in Kuwait told us how traumatic experiences had changed
peoples personalities. Living for today and not thinking about
the future was the way many perceived others around them. Several
educators talked about students not working as hard as they did
before, exhibiting less capability to plan and work for the future.
Some saw men as slower to make a commitment to marriage. We heard,
on the one hand, that people were afraid to leave their country,
even briefly, while others were apprehensive about returning on
a permanent basis. Wariness in establishing relationships of all
kinds was perceived in a large percentage of interviews.
Disconnection
Disconnection,
or loss of the ideal self, is another manifestation of post-traumatic
states. There is disconnection within the individual and disconnection
from others. Individuals may be disconnected from the developmental
stage that they had attained prior to the trauma. Old conflicts,
previously-completed developmental stages, and psychological developmental
tasks which have been mastered may all be reopened.
If
autonomy has been mastered, then this may be undone, and the individual
will begin to experience shame and uncertainty. Where an individual
may have once developed initiative, he or she now feels doubt. A
person who has reached a level of feeling competent may now feel
inferior. Because of having been held against ones will, a
positive identity may now feel contaminated. One student who felt
capable and successful before the war was tormented by persistent
questions about his personal courage. A young Kuwaiti woman in her
thirties who appeared content and at ease with herself revealed
a painful, ongoing, internal struggle about her identity and her
Islamic faith as a consequence of the Iraqi occupation.
Disconnection
from others and from society was pronounced in our samples in Kuwait.
We were told repeatedly how individuals felt they had lost the capacity
to trust others. A few interviewees revealed that they no longer
had confidence in their capacity to determine what is good and what
is bad. The assumptions in their value system seemed to have been
severely shaken by ethnic war and the strong sense of betrayal associated
with it.
Coercive
control
The
above disturbances in comfort level, memory, a secure sense of self,
and connection with others can be explained as a consequence of
the brutality inflicted. The Iraqi occupation of Kuwait is a classic
example of traumatic captivity in which the population was subjected
to coercive control.
The
profile of a practitioner of coercive control is often the same
whether he is a political tyrant operating on a massive scale, a
criminal kidnapping or violating a limited number of victims, a
cult leader controlling a small following, a husband who batters,
or a child abuser. He may appear outwardly normal, but he is innately
authoritarian, secretive, grandiose, and paranoid. Individuals of
this type seek situations where they can impose their tyranny and
have it tolerated, condoned, and even admired.
The
objective is complete control of the victim. Ultimately, they want
the victims affirmation and "gratitude." Their ideal
is to create a willing victim. These individuals attempt the systematic,
repetitive infliction of emotional trauma so as to disempower the
victim and disconnect him or her internally and from others. To
achieve this result, they seek to instill isolation, terror, and
helplessness. They destroy the victims autonomy and sense
of self, especially in relation to others. Not only do they try
to inculcate the fear of death by arbitrary murder, but they also
desire to make the survivor feel gratitude for being allowed to
live.
The
perpetrator wishes to convince those under coercive control that
their tormentor is all-powerful, that resistance is futile and dangerous,
and that survival depends on winning his indulgence through absolute
compliance. Techniques of coercive control are universal. Either
by design or serendipitously, whenever ruthless people attempt to
terrorize and dehumanize their fellow human beings, they resort
to similar methods. The perpetrators seek to dominate the body and
bodily functions of the victim. They exhibit inconsistent and unpredictable
outbursts of violence, capriciously enforcing petty rules, or temporarily
granting favors.
Victims
of coercive control are often isolated from reliable information,
material aid, and emotional support from family, friends, and society.
The perpetrator tries to convince the victims that their closest
allies have forgotten or betrayed them. He tries to deprive the
victims of any objects of symbolic importance, including identity.
A victims name may be used with derogation, never spoken,
or even changed. The name of a country may be literally wiped off
the map.
If
possible, the practitioner of coercive control tries to force victims
to violate their basic moral principles and to betray fundamental
human attachments. Classic examples include techniques such as forcing
people to stand by while others, particularly loved ones, are tortured
or murdered, or presenting victims with the moral dilemma of betraying
a friend to save a loved one.
We
were told numerous stories of how families were brought outside
their homes and made to witness the torment and murder of a loved
one. The natural human effect of such an experience is to create
intense shame, defeatism, and impotent rage in the surviving witnesses.
They feeland this is the intention of the perpetratorthat
they have failed to meet responsibilities and loyalties. They may
even feel as if their tormentor has completely usurped their inner
life and the core of their identity, which can seem contaminated.
According to one Kuwaiti account:
The
Iraqis left him in the front yard, but forbid anyone to touch him,
saying, "If you try to touch him, we will kill him." There
he lay, in great pain, unable to move. It was obvious he had been
tortured severely. After six hours, the Iraqi officer called all
of this mans family and friends out of their houses, including
me. In front of us, the officer shot my friend in the head, and
we all watched him bleed to death in front of us. The Iraqi officer
left with his men, but only drove around the block before returning.
He sarcastically asked us, "What happened to this man? Who
shot him?" We were all silent, since the family had teen-aged
daughters, and we knew they were in danger. The officer sarcastically
said, "You had better go to the police station and report this
suspicious death! We must bring the offender to justice!" The
soldiers all laughed and then drove away.
Survivors
of such brutality and coercion naturally begin to feel helpless
and mask their inability to preserve their autonomy and attachments.
Such coping mechanisms certainly apply to those who were in Kuwait
during the Iraqi occupation. We found, however, that those trapped
outside the country tended to experience analogous reactions. In
some cases, individuals in these circumstances shut down their feelings,
thoughts, initiative, and judgment as a way of minimizing their
pain.
Many
have fought valiantly against perpetrators of coercive control.
We have heard many cases of resistance, both physical and mental,
and of those martyred in the effort. The present state of our scientific
knowledge does not allow us to measure the degree to which such
resistance to coercive control may mitigate the psychological effects
of the perpetrators campaign for total dominance of body and
mind. Finding a means of resisting the onslaught, however, could
theoretically enable one to carve out small areas of autonomy and
to feel better about oneself.
Systematic
analysis
A
more systematic way of looking at post-traumatic stress in individuals,
as well as society, is to organize the effects into six areas (Herman,
1992):
Changes
in the regulation of emotion
Changes
in consciousness
Changes
in self-perception
Changes
in the perception of the perpetrator
Changes
in relations with others
Changes
in the system of meaning
These
alterations can occur in any individual who has been subjected to
totalitarian control. Victims of torture, hostages, prisoners of
war, political prisoners, terrorized civilian populations, survivors
of sexual assault, or anyone subjected to a form of coercive control,
experience them in direct proportion to the degree of trauma endured.
Changes
in the regulation of emotion include persistent sadness and protracted
depression. There may be chronic suicidal feelings and self injury,
sometimes manifested, for example, in automobile "accidents."
The individual may alternate between episodes of explosive anger
and periods of extremely inhibited anger. There may be, alternately,
compulsive or extremely inhibited sexuality. A Kuwaiti war survivor
hinted at his depression when he remarked, "I dont know
what Ill do in five years. Maybe I will be dead by that time."
Another young man added, "This war has made us all older and
weary. We are young and should be planning our lives and planning
to marry. Instead, we wait and worry."
Changes
in consciousness include amnesia or hyper-amnesia (vivid memory)
of traumatic events. The individual may experience transient dissociative
episodes, or temporary, but drastic, modifications of character
or sense of personal identity to avoid distress as discussed earlier.
The most dramatic examples among those interviewed in Kuwait occurred
in persons who were held prisoner and tortured. Some of them experienced
episodes of rank dissociation and psychosis that were evident to
their fellow prisoners.
Victims
may experience de-realization, a subjective sense that their familiar
surroundings are strange or unreal, or they may report a feeling
of change in reality. Distortions of space may be evident from the
first surreal moments of any invasion. Suddenly, there can be alien
tanks, soldiers, and corpses, in the streets and in quiet residential
neighborhoods.
One
Kuwaiti resident recalled:
It
was like being in a play, not real, you know? I saw abandoned cars
in the middle of the street, with their doors open. It was like
we had just suffered a chemical attack. I heard artillery fire all
around me.
Depersonalization,
a subjective sense of being unreal, strange, or unfamiliar to ones
self, may persist long after the events. The victim may relive the
trauma even in the form of intrusive symptoms or unusual preoccupation.
A middle-aged professional man, who was "safe" in Europe
throughout the Iraqi occupation, reported to us the persistent,
intrusive, daytime image of Iraqi soldiers chasing him as he fled
with his infant daughter in his arms. Three years after liberation,
he continued to experience this image daily with all the accompanying
feelings of vulnerability and terror.
Changes
in self-perception include a sense of helplessness or paralysis
of initiative. The individual may continue to experience shame,
guilt, and self-blame. One young man painfully acknowledged, "When
I think about the bodies that were dropped in front of us, I feel
like crying. Sometimes I am brought back to that time."
There
is frequently an internal sense of defilement or stigma. A Kuwaiti
student who was caught outside his country during the conflict and
remained abroad for the duration of the war admitted that he was
preoccupied with the belief that he was a coward. He was tormented
by a question he could never answerwhat would he have done
if he had been at home at the time?and by fears that the answer
would shame him. In another case, the male victim of sexual assaults
by other men persistently questioned his sexual identity and carried
a deep sense of internal "dirtiness."
Victims
may experience a sense of complete differentiation from others that
can be manifested in a feeling of specialness, utter loneliness,
or the belief that no one else can understand or empathize with
what they went through. Often, there is a contaminated identity
with an internalized image of an "enslaved self." A man
described to us his feeling of altered personality: "I used
to live my life one way, then suddenly it is completely different.
I feel that I am still utterly alone."
There
are also changes in the perception of the perpetrator. Victims are
frequently overly preoccupied with their relationship to the author
of their trauma, including an obsession with revenge. Often the
perpetrator is accorded unrealistic attributes of the total power
he wished to project. There may even be idealization of or paradoxical
gratitude toward the tyrant, the criminal, the rapist, or the child
abusing parent. A sense of special or supernatural bond between
aggressor and victim is possible. Sometimes, when the victim accepts
the belief system or rationalizations of the perpetrator, there
is a traumatic bonding.
One
of the most striking aspects of our interviews in Kuwait was the
common fixation, in one form or another, with Saddam Hussein. None
of those with whom we talked could comfortably incorporate him into
their thinking. Many recalled their admiration for him before his
attack and had believed his reassurances until the last moment.
His acts of treachery were universally incomprehensible: "How
do I feel?" responded one male interviewee, "Stabbed in
the back!"
For
some Kuwaitis searching for a role model before 1990, Saddam served
as an idealized vessel. He was an Arab, "a Muslim brother,
one of us," who appeared to be strong and to combine aspects
of modern secularism with an Arab mantle. A number of our respondents
confessed, regretfully in retrospect, that they had chosen to overlook
or deny the brutal manner with which he treated his internal enemies.
They were then all the more horrified and ashamed when he unleashed
his brutality on Kuwaitis. A teenaged boy remembered the time when
Saddam gave His Highness the Amir a red ribbon and reinterpreted
the gesture: "That symbolized something, I think, a foretelling
that Saddam would surround us with blood and destruction."
The
betrayal by Saddam Hussein was so unanticipated, so sudden and complete,
and so disorienting that it still could not be fully digested and
integrated into the "history" of many Kuwaitis. To accept
what he did was to call into question all the assumptions about
the environment in which Kuwaitis placed their trust prior to the
Iraqi invasion. Some sought to bridge the chasm with conspiracy
theories that attempted to absolve Saddam of sole and ultimate responsibility
for his actions. If they were not completely wrong in their trust
in Saddam Hussein, they might not be totally wrong in the other
convictions which they held. Other Kuwaitis, various Arab governments,
and the United States were occasionally drawn into these theories
in partial exculpation of Iraqs treachery. It was less important
whether or not these explanations could bear critical scrutiny than
that some Kuwaiti victims were prepared to embrace them in an effort
to re-establish some continuity in their view of their world.
Many
with whom we talked explained the invasion and occupation as punishment
from God for straying from their faith, and they sought to rectify
their perceived failings by a stricter interpretation of and adherence
to that faith. By believing that the invasion was in part a result
of their own failings, they restored some sense of control over
their fate at the hands of the Iraqis. Although this necessitated
accepting much of the blame themselves, it also allowed them to
avoid feeling utterly helpless over the human and other losses associated
with the trauma.
We
are proud of this invasion experience . . . . This experience is
from my God. You see, I am still loving Him. This is what He wants.
This experience shows who is a true Muslim, you know if the person
is still loving God after this experience. I think this experience
has brought people closer to God. It has increased our attachment
to Islam. . . . The one thing we missed was safety, our security.
But God helped us to have what we needed. Nobody died from hunger
during the occupation. Even though we couldnt use our cars
to get food, we had everything. So, we really did not have any losses
from this.
Some
persons interviewed by the research team expressed the conviction
that stricter observance of religious ritual could give them a sense
of control over their destiny and protect them from the terrifying
prospect of a repetition of the helplessness experienced during
the occupation. Although we talked both with women and girls who
did not wear traditional clothing and those who did, there was broad
agreement that the number of females adopting the veil had increased
during and since the Iraqi occupation. The reflections of one well-educated
woman regarding the current significance of the veil provided important
insights into its function in enhancing the security of the wearer:
There
are various reasons why women wear the veil. You should not do it
to be recognized by others. Maybe in the University you do not need
to wear the veil, but if you go shopping, that is something entirely
different. Then, you should wear the veil so you wont be noticed
or looked at in bad ways. You see, men watch all the movements a
woman makes. If you dont want men to form bad impressions
of you, then you should wear the veil. In order to keep negative
things from being said about you, you should wear it. It bothers
women to cover up and go out in public, but they must do this to
protect themselves in our society. Also, they must do it to protect
their reputations and to keep men from watching them. There are
some women, but I do not think it is many, who cover their face
and wear the veil in order to hide their bad deeds. Perhaps they
want to hide from others because they have done bad things and acted
in wrong ways, like maybe, with dating. Maybe they wear the veil
so that others cannot recognize them.
In
post-traumatic stress states there may also be profound changes
in relations with others. These are characterized by isolation and
withdrawal and by disruption in intimate and non-intimate relationships.
Repeatedly, we heard concerns expressed about increased rates of
divorce and the breakdown of trust between individuals. The survivor
may engage in a repeated search for a rescuer, the active search
phase alternating with periods of isolation and withdrawal. Persistent
distrust of others is common.
A
teenaged boy summed up the way he saw such changes:
Have
we changed since the occupation? Yes, indeed! It is a lot different.
Apart from the buildings, streets, and facilities, the Kuwaiti human
being is different. The Kuwaiti is different in that he mistrusts
everybody. He doesnt feel safe in this area, threatened all
the time. I feel this way, for example. I dont give promises
to anybody. I dont give anybody something for a deposit, because
I know that when I come back for it, it will be gone.
Perhaps
the most unexpected theme in our Kuwait interviews concerned disapproval
of the outlook and behavior of "others" in the wake of
the occupation experience. A substantial majority expressed the
perception that others were more focussed on "making money"
and fulfilling personal goals today than before the invasion. They
perceived a broad decline in social consciousness, cohesion, and
concern for other Kuwaitis. Similar themes emerged among the interviewed
survivors of the wars in the Republic of Georgia in the early 1990s.
Another
striking effect is a change in systems of meaning. There can be
a loss of sustaining faith and a feeling of hopelessness and despair.
Some of the phenomena described above, including the perception
of others, ambivalence toward the perpetrator, and differential
approaches to the place of religion in personal life, appear to
reflect an absence of consensus in the post-trauma period in any
group fragmented by violent conflict.
Treatment
and recovery
There
are basically three necessary stages that apply to dealing with
post-traumatic states in the individual. The first is to establish
security; the second, to remember and mourn; and third, to reconnect
with ordinary life. Many experts in the field regard the first step,
establishing safety, as an absolute prerequisite for recovery. Of
paramount importance are physical security (safety of the body),
the safety of the environment, the restoration of self care, the
re-establishment of social networks, and concrete plans for future
protection. There must also be a clear acknowledgment of the psychological
harm done.
The
second stage in treating an individual is remembering and mourning.
One must mourn all of the losses that occurred during the period
of trauma. Ordinarily, there are no customary conventions of bereavement
for the kinds of losses sustained during massive trauma. Whatever
means one seeks to mourn loved ones are prevented or disrupted.
Even after liberation in Kuwait, losses were so numerous and widespread
that there were no conventional rituals in place for appropriate
bereavement. Like individuals, societies that have undergone trauma
must see mourning as necessary, good, a sign of courage, and ultimately
healthy. They must develop collective ways of expressing memories
and effects of the trauma, so that it may be recognized and mourned
rather than incorporated into the identity of the group as an unhealed
wound.
The
objectives of the remembering and mourning phase (Herman, 1992)
are:
Full expression of traumatic memories
Reconstruction
of a coherent narrative of the trauma with all the associated
feelings
Integration
of the traumatic story into personal history
Transformation
of rage into righteous indignation aimed at the perpetrator
Perceiving
remembering and mourning as acts of courage rather than humiliation
Perceiving
grief as an act of resistance rather than submission to the perpetrator
Acceptance
of the lossespeople, things, ideals, and the change in ones
life
The
final phase in helping the traumatized individual is enabling reconnection.
This entails reconciliation with ones self and reintegration
into a normal life. To achieve reconciliation with the self, the
individual must integrate his past identity with the positive aspects
of the traumatic period and accept himself as recovering. The goal
is to recreate an ideal sense of self and to recover aspirations,
confidence, and initiative.
Finally,
successful reconciliation requires the survivor to embrace the traumatic
past in order to escape a continuing possession by it. This necessitates
a full disclosure of the traumatic period. After this, it is possible
to renew the capacity for tolerance and trust.
Although
individuals will naturally question how they were before the aggression
and will search for things that may have made them vulnerable to
attack, such self-examination occurs optimally only after there
is an unequivocal establishment and acceptance of the perpetrators
sole responsibility for the trauma.
Another
important aspect of reconciliation with ones self is an acceptance
of the memory of the traumatized self and of the inevitability of
incomplete recovery. Stress, anniversaries, and other reminders
will unavoidably reawaken memories of the trauma.
The
literature on post-traumatic stress cites several criteria for recovery
(see Herman, 1992):
Symptoms
of hyper-arousal are manageable
Feelings
associated with traumatic memories are bearable
Authority
over memories
Memories
form a coherent narrative with all of the associated feelings
Damaged
self-esteem is restored
Re-establishment
of important relationships
Reconstruction
of a system of coherent values, beliefs, and meanings encompassing
the story of the trauma
From
individual to societal identity
Assessing
the signs and symptoms of post-traumatic states in individuals is
relatively easy compared with the task of discerning the effects
of a massive trauma on an entire society. A review of the literature
regarding Post Traumatic Stress Disorder (PTSD) confirms that the
overwhelming bulk of serious study in the field has concentrated
on the individual, with occasional attention to relatively small
groups of "survivors" of terrorist incidents or natural
disasters. Two of the primary reasons for this bias are evident:
the physical difficulty of dealing with large numbers and the lack,
historically, of an adequate conceptual framework for ordering and
processing the data involved. Even if it were theoretically possible
to interview every member of a large group, the conceptual problems
would not be solved because society is both more and less than the
sum of all individual identities.
As
children, we all develop an idea of who we are by incorporating
from the adults in our group shared reservoirs, symbols, assumptions,
and "history" that define the common elements of our society
or culture and differentiate "our" group from "others."
Normally, this is a natural process whereby adults, secure in their
social identity, pass on their values, preferences, and prejudices.
The
strength and durability of ethnic groups and nations derive from
this natural human impulse to belong, to define identity in terms
of those who are "like me" and those who are not. The
resulting identity is neither inevitable nor accidental. It is the
product of both conscious and unconscious decisions, shared dedication,
and a common history.
When
such a process of ethnic or national identity formation is interrupted
by massive trauma, however, confidence in these "certainties,"
in the identity of the group, is shaken, and children may find themselves
absorbing their corporate identity from adults who are also attempting
to come to grips with a new conception of their identity.
Trauma
and the ethnic "tent"
The
University of Virginias Center for the
Study of Mind and Human Interaction (CSMHI) has been a pioneer in
the effort to develop theories on the integral link between the
individual and his or her larger social order. CSMHIs director,
Dr. Vamžk Volkan (1997), has described this complex relationship
this way:
Think
in terms of learning to wear, from childhood on, two layers of clothing.
The first layer fits snugly. This is ones personal identity.
The second layer, the ethnic (emotionally bonded large group) layer,
is a loose covering that protects the individual in the way that
a parent, close family member, or other caregiver protects one.
Because this garment is not formfitting, it also shelters other
members of the group and resembles, in a sense, a large canvas tent
(pp. 27-28).
As
far as ethnicity is concerned, all the individuals under this tentmen
or women, rich or poorare equal. If they are all Polish, for
example, their Polishness is not affected by such factors as social
status or level of wealth. All members share equally in the Polishness
of the group. As long as the tent remains stable and strong, the
members of the group can go about their lives without paying too
much attention to it. If the tent is disturbed or shaken, however,
group members suddenly take notice, and everyone under the tent
collectively becomes preoccupied with trying to make the tent strong
again. At this point, rituals that maintain a balance between "us"
and "them" become more prominent and more observable (Volkan,
1992).
Individuals
can and do, of course, suffer trauma independent of their society
as a consequence of accident, abuse, or other loss. When this occurs,
the societal tent is not affected; it is not shaken. Although we
do not know with any degree of precision what proportion of a particular
culture need be affected before the cumulative effect begins to
influence societal stability, we do know that a significant group
may suffer serious localized trauma, as a result of natural disaster
or a terrorist incident for example, without a discernible destabilization
of societys norms. Analysis and treatment of the individual
or circumscribed group in such circumstances can proceed without
reference to larger issues of societal norms and assumptions.
Individual
and societal suffering merge when the shock or trauma is massive,
overwhelming, and universal in the sense that it touches directly
or indirectly every member of the large group. As Volkan(1992) has
noted:
Under
stress, the physical borders that separate neighbors become more
psychologized . . . . The individual identity of each member of
the group becomes more intertwined with the identity of the group
as a whole whenever stressful conditions are present (p. 10).
The
individual suffers a two-fold loss, both personally and as a part
of the corporate group. His or her individual identity is challenged
at the same time that the encompassing societal stability is under
attack, because all fellow members of the group are confronting
analogous pain simultaneously.
It
is not essential for all members of a society to endure the same
intensity of trauma for the experience to become an ingrained aspect
of group identity. Individuals who undergo imprisonment, torture,
personal humiliation, and the loss of loved ones, close friends,
and valued symbols are clearly most at risk of incapacitation, although
some are able to develop coping mechanisms that allow them to function
at some level. Where the traumatic episode is so pervasive and threatening
to individual and societal survival, every member of the group shares
fully in the intense feeling of loss. Those who may have escaped
the more physical brutality of the event nevertheless share the
awareness of loss, the sense of powerlessness, terror, and general
anxiety associated with it. Their private suffering becomes interwoven
indelibly with their ethnic or national identity. Personal experience
becomes a part of societal "history."
When
the individual and group cannot successfully mourn the tragedy that
has befallen them, the trauma and feelings surrounding it are passed
on to succeeding generations. They remain a dysfunctional part of
the corporate identity, shaping attitudes and inspiring actions
long after the actual events have faded in the societys memory.
To explain this phenomenon, CSMHI has developed the concept of the
chosen trauma:
We
use the term "chosen trauma" to refer to the shared mental
representation of an event that induces in the members of one group
intense feelings of having been hurt, humiliated and victimized
by members of another group. . . . A group does not, of course,
"choose" to be victimized. But it may subsequently draw
the mental representation of that trauma into its very identity,
assiduously passing the narrative of hurt and shame, and its shared
unconscious defenses, from one generation to the next (Volkan and
Harris, 1993, pp. 148-149).
The
alternative facing the victimized group appears to be a stark one:
find culturally appropriate ways to "remember" and mourn
its pain and loss, or allow the trauma to play a disproportionate
role in shaping its sense of collective identity in unpredictable
and potentially harmful ways.
The
understanding and study of these phenomena in victimized groups
is still in its early stages. The number of specific cases studied
in depth remains small and, of course, is concentrated on instances
where the group has not successfully mourned its feelings of victimization.
While much more work needs to be done, we have reached a stage that
permits us to suggest several possible "outcomes" of such
failures. Stated briefly, these patterns seem to fall into at least
five categories:
1. Evolution
of an entitlement ideology: Having failed to come to grips effectively
with its trauma and mental defenses against it, the society may
evolve a sense that it has suffered enough and is now entitled to
"what others owe us."
2. Adoption
of a victimization ideology: The society over time comes to define
itself almost solely in terms of the trauma it has suffered.
3. Purification
policy: The victimized society, after having freed itself from an
oppressor, may harbor too much resentment to adjust to the change
in its status. The enemy is viewed as being so contaminated that
the group will feel the need to cleanse itself (Volkan, 1997). The
Greeks, following their War of Independence (1821-1833), the Turks,
after their War of Independence (1921-22), and, most notably, the
Serbs in Bosnia today seem to have followed this route.
4. Policy
of hopeful reparation: The society may evolve a policy of seeking
to regain its lost sense of wholeness or integrity by focusing on
the struggle to recover its physical losses. An emphasis on reparation
or restoration of lost territories or other wealth characterize
this adaptation, which is recognizable in a variety of irredentist
conflicts around the world, as, for example, in the Greek objection
to the very name of the new Republic of Macedonia in the Balkans.
5. Fragmentation
syndrome: Faced with a trauma and mental defenses it cannot digest,
the society may seek to restore its pre-trauma identity intact.
In the process, it freezes the social fragmentation created or exaggerated
by the traumatic shock and turns in upon itself. The search for
internal scapegoats becomes institutionalized, and ambivalent attitudes
toward "authority" may feed self-doubt and instability.
One
can see such fragmentation in the states of the Old South after
their defeat in the US Civil War. Scapegoating, segregation, and
disenfranchisement of African Americans continued in varying degrees
for nearly a century after their official emancipation in 1865,
and some Southerners clung to anti-Washington and anti-government
attitudes for decades.
It
will be evident from the categories and descriptions above that
societal maladaptations to trauma do not assume a chronic malignant
form overnight. Many of the problems and conflicts apparent today
trace their origins to traumas decades or even centuries old. Psychic
trauma is as old as man and will remain with us always. Understanding
its dynamics at an individual and societal level is the responsibility
of all concerned with the treatment of emotional suffering and the
prevention of perpetual cycles of trauma.
References
Akhtar,
S. (1992). Broken Structures: Severe Personality Disorders and
Their Treatment. Northvale, NJ: Jason Aronson.
Brenner,
I. (1996). On trauma, perversion, and "multiple personality."
Journal of the American Psychoanalytic Association, 44: 785-814.
Gallanter,
M. (1989). Cults: Faith, Healing, and Coercion. New York:
Oxford University Press.
Herman,
J. L. (1992). Trauma and Recovery. New York: Basic Books.
Volkan,
V. D. (1992). Ethnonationalistic rituals: An introduction. Mind
and Human·Interaction, 4: 3-19.
Volkan,
V. D., and Harris, M. (1995). The psychodynamics of ethnic terrorism.
International Journal on Group Rights, 3: 145-159.
Volkan,
V. D. (1997). Bloodlines: From Ethnic Pride to Ethnic Terrorism.
New York: Farrar, Straus, & Giroux.
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